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CCFA 500 Professional Ethical Practices (1.5 credits)

Offered by: Administration & Governance (School of Continuing Studies)

Overview

CCFA : The Code of Ethics and Standards of Professional Conduct (鈥淐ode and Standards鈥�) is the ethical benchmark for investment professionals around the globe, regardless of job title, cultural differences, or local laws. Accordingly, this course covers: professionalism and integrity of capital markets; duties to clients and employers; investment analysis and recommendations and conflicts of interest and responsibilities of a CFA. The course includes examination of case-studies in ethics and prepares students to pass the standard of practice exam.

Terms: Winter 2023

Instructors: Lima, Eduardo (Winter)

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